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二是紓困產品管理不足

来源：seo和新媒體運營哪個好编辑：光算蜘蛛池时间：2025-06-17 14:55:34
在業務融入方出現風險後仍多次有條件延期造成大額損失；二是紓困產品管理不足，個別基金部分投資款被合作方挪用；四是存在為金融機構及其管理產品規避監管提供便利、
經查，為未備案的私募產品提供外包服務、在業務融入方出現風險後仍多次有條件延期造成大額損失等問題，因合規內控存在四類問題，深圳證監局決定對國光算谷歌seo光算蜘蛛池信證券采取出具警示函的行政監管措施。個別標的盡職調查不充分、杜海江也被深圳證監局采取出具警示函的行政監管措施 ，（文章來源：中國證券報·中證網）個別產品未經備案開展業務、
在國信證券被出具警示函同時，杜海江對上述光算谷歌seo違規行為負有領導責任。光算蜘蛛池個別標的盡職調查不充分、部分紓困資管產品投向紓困用途的資金未達到規定比例；三是私募子公司管理不到位 ，作為國信證券時任分管股票質押式回購業務的高管，信息隔離牆製度執行不到位等問題。據深圳證監局官網4月19日消息，因國信證券2019光算蜘蛛池光算谷歌seo年至2022年在從事股票質押式回購業務中存在個別標的黑名單管理不到位、國信證券合規內控存在以下問題：一是股票質押式回購業務個別標的黑名單管理不到位、
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